Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, WINNIE
Chinese Name of Relevant Individual
趙穎妍
HKMA Registration Number
AC8785
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Dec 2007
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Sep 2015
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISOR
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
SFC CE number
AGM683
Business Address
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Sep 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 9: asset management
Effective Period
07 Dec 2007 - 04 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 9: asset management
Effective Period
04 Jun 2007 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Mar 2006 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
21 Mar 2006 - 03 Dec 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, WINNIE
:
Chinese Name of Relevant Individual
趙穎妍
:
HKMA Registration Number
AC8785
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
07 Dec 2007
No
INVESTMENT ADVISOR
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
01 Sep 2015
No
INVESTMENT ADVISOR
Name of Registered Institution
SFC CE number
Business Address
CA INDOSUEZ (SWITZERLAND) SA
AGM683
SUITE 2918, 29/F, TWO PACIFIC PLACE, 88 QUEENSWAY, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8785
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
Since 01 Sep 2015
No
AC8785
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
Since 07 Dec 2007
No
AC8785
CA INDOSUEZ (SWITZERLAND) SA
Type 9: asset management
07 Dec 2007 - 04 Dec 2018
No
AC8785
FORTIS BANK
Type 9: asset management
04 Jun 2007 - 03 Dec 2007
No
AC8785
FORTIS BANK
Type 1: dealing in securities
21 Mar 2006 - 03 Dec 2007
No
AC8785
FORTIS BANK
Type 4: advising on securities
21 Mar 2006 - 03 Dec 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
