Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAN, DOREEN
Chinese Name of Relevant Individual
HKMA Registration Number
AC8787
Other HKMA Registration Number(s)
AG0571
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 02 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Aug 2013 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Aug 2013 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2006 - 27 Jul 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAN, DOREEN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8787
:
Other HKMA Registration Number(s)
AG0571
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG0571
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 02 May 2024
No
AG0571
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 02 May 2024
No
AG0571
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
07 Aug 2013 - 30 Jul 2021
No
AG0571
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
07 Aug 2013 - 30 Jul 2021
No
AC8787
UBS AG
Type 1: dealing in securities
22 Mar 2006 - 27 Jul 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
