Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSUI, WAI PING DOLPHIN
Chinese Name of Relevant Individual
徐煒萍
HKMA Registration Number
AC8804
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2011 - 05 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Feb 2011 - 05 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Sep 2007 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Sep 2007 - 31 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2006 - 05 Aug 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSUI, WAI PING DOLPHIN
:
Chinese Name of Relevant Individual
徐煒萍
:
HKMA Registration Number
AC8804
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8804
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2011 - 05 Jul 2011
No
AC8804
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 Feb 2011 - 05 Jul 2011
No
AC8804
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 Sep 2007 - 31 Jan 2011
No
AC8804
DAH SING BANK, LIMITED
Type 4: advising on securities
29 Sep 2007 - 31 Jan 2011
No
AC8804
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
23 Mar 2006 - 05 Aug 2007
No
AC8804
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
23 Mar 2006 - 05 Aug 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.