Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LI, YUET HIM
Chinese Name of Relevant Individual
李越謙
HKMA Registration Number
AC8818
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2006 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2006 - 30 Jan 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Oct 2006 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LI, YUET HIM
:
Chinese Name of Relevant Individual
李越謙
:
HKMA Registration Number
AC8818
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8818
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2006 - 30 Jan 2016
No
AC8818
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2006 - 30 Jan 2016
No
AC8818
HANG SENG BANK, LIMITED
Type 4: advising on securities
21 Oct 2006 - 27 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.