Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, CHIU KWAN
Chinese Name of Relevant Individual
朱超群
HKMA Registration Number
AC8824
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2006 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Mar 2006 - 06 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2006 - 27 Dec 2009
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, CHIU KWAN
:
Chinese Name of Relevant Individual
朱超群
:
HKMA Registration Number
AC8824
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8824
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Mar 2006 - 06 May 2014
No
AC8824
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Mar 2006 - 06 May 2014
No
AC8824
HANG SENG BANK, LIMITED
Type 4: advising on securities
06 Jun 2006 - 27 Dec 2009
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.