Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, TAN LAI
Chinese Name of Relevant Individual
吳丹麗
HKMA Registration Number
AC8826
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2007 - 21 Jul 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, TAN LAI
:
Chinese Name of Relevant Individual
吳丹麗
:
HKMA Registration Number
AC8826
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8826
UBS AG
Type 1: dealing in securities
30 Oct 2007 - 21 Jul 2010
No
AC8826
CREDIT SUISSE
Type 1: dealing in securities
24 Mar 2006 - 05 Sep 2007
No
AC8826
CREDIT SUISSE
Type 4: advising on securities
24 Mar 2006 - 05 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.