Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WAI, FONG TING SANITA
Chinese Name of Relevant Individual
韋芳婷
HKMA Registration Number
AC8829
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
31 Jan 2026
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
24 Jun 2017
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
SFC CE number
AAL698
Business Address
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 31 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 10 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Jun 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 5: advising on futures contracts
Effective Period
10 Mar 2023 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
24 Jun 2017 - 24 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2014 - 30 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jul 2014 - 02 Sep 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Nov 2013 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
07 Nov 2013 - 13 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2009 - 07 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2009 - 07 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2007 - 30 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 17
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WAI, FONG TING SANITA
:
Chinese Name of Relevant Individual
韋芳婷
:
HKMA Registration Number
AC8829
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Jan 2026
No
RELATIONSHIP MANAGER
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Jan 2026
No
RELATIONSHIP MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
24 Jun 2017
No
RELATIONSHIP MANAGER
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
10 Mar 2023
No
RELATIONSHIP MANAGER
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA (HONG KONG) LIMITED
AAL698
14TH FLOOR, BANK OF CHINA TOWER, NO.1 GARDEN ROAD, HONG KONG.
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8829
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
Since 31 Jan 2026
No
AC8829
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
Since 31 Jan 2026
No
AC8829
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 10 Mar 2023
No
AC8829
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 24 Jun 2017
No
AC8829
BANK OF CHINA INTERNATIONAL LIMITED
Type 5: advising on futures contracts
10 Mar 2023 - 24 Oct 2025
No
AC8829
BANK OF CHINA INTERNATIONAL LIMITED
Type 2: dealing in futures contracts
24 Jun 2017 - 24 Oct 2025
No
AC8829
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 30 Nov 2015
No
AC8829
ABN AMRO BANK N.V.
Type 1: dealing in securities
08 Oct 2014 - 30 Nov 2015
No
AC8829
UBS AG
Type 1: dealing in securities
23 Jul 2014 - 02 Sep 2014
No
AC8829
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
07 Nov 2013 - 13 Jun 2014
No
AC8829
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
07 Nov 2013 - 13 Jun 2014
No
AC8829
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Oct 2009 - 07 Jun 2011
No
AC8829
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Oct 2009 - 07 Jun 2011
No
AC8829
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Oct 2007 - 30 Aug 2009
No
AC8829
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
25 Oct 2006 - 05 Sep 2007
No
AC8829
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
25 Oct 2006 - 05 Sep 2007
No
AC8829
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2006 - 02 Apr 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.