Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, PIK SUEN
Chinese Name of Relevant Individual
何碧璇
HKMA Registration Number
AC8838
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 May 2011 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2007 - 16 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Apr 2007 - 07 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2006 - 31 Jan 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, PIK SUEN
:
Chinese Name of Relevant Individual
何碧璇
:
HKMA Registration Number
AC8838
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8838
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 May 2011 - 16 May 2013
No
AC8838
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
01 Nov 2007 - 16 May 2013
No
AC8838
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
24 Apr 2007 - 07 Oct 2007
No
AC8838
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2006 - 31 Jan 2007
No
AC8838
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2006 - 31 Jan 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.