Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PUN, WAI I
Chinese Name of Relevant Individual
潘惠儀
HKMA Registration Number
AC8847
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Dec 2009 - 03 Jan 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2009 - 02 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2009 - 02 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jun 2008 - 19 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 19 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Mar 2006 - 14 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Mar 2006 - 14 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PUN, WAI I
:
Chinese Name of Relevant Individual
潘惠儀
:
HKMA Registration Number
AC8847
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8847
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
17 Dec 2009 - 03 Jan 2010
No
AC8847
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
20 Jan 2009 - 02 Dec 2009
No
AC8847
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
20 Jan 2009 - 02 Dec 2009
No
AC8847
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jun 2008 - 19 Nov 2008
No
AC8847
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jun 2008 - 19 Nov 2008
No
AC8847
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
28 Mar 2006 - 14 Apr 2008
No
AC8847
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
28 Mar 2006 - 14 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.