Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, PUI LAM
Chinese Name of Relevant Individual
袁沛霖
HKMA Registration Number
AC8882
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2011 - 30 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Sep 2011 - 30 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2006 - 11 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Mar 2006 - 11 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Mar 2006 - 11 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, PUI LAM
:
Chinese Name of Relevant Individual
袁沛霖
:
HKMA Registration Number
AC8882
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8882
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Sep 2011 - 30 Mar 2014
No
AC8882
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Sep 2011 - 30 Mar 2014
No
AC8882
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Apr 2006 - 11 Jul 2011
No
AC8882
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Mar 2006 - 11 Jul 2011
No
AC8882
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Mar 2006 - 11 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.