Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MA, SIU HA
Chinese Name of Relevant Individual
馬少霞
HKMA Registration Number
AC8919
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Aug 2020 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Aug 2020 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2018 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
24 Mar 2018 - 26 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Oct 2015 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Sep 2013 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Sep 2013 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2007 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2007 - 14 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Mar 2006 - 06 Feb 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Mar 2006 - 06 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MA, SIU HA
:
Chinese Name of Relevant Individual
馬少霞
:
HKMA Registration Number
AC8919
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8919
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
12 Aug 2020 - 26 Dec 2020
No
AC8919
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
12 Aug 2020 - 26 Dec 2020
No
AC8919
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
24 Mar 2018 - 26 Dec 2020
No
AC8919
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
24 Mar 2018 - 26 Dec 2020
No
AC8919
HANG SENG BANK, LIMITED
Type 4: advising on securities
29 Oct 2015 - 03 Jan 2018
No
AC8919
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Sep 2013 - 03 Jan 2018
No
AC8919
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Sep 2013 - 03 Jan 2018
No
AC8919
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Aug 2007 - 14 Apr 2013
No
AC8919
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Aug 2007 - 14 Apr 2013
No
AC8919
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
31 Mar 2006 - 06 Feb 2007
No
AC8919
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
31 Mar 2006 - 06 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.