Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, MAN KIN
Chinese Name of Relevant Individual
譚文健
HKMA Registration Number
AC8955
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
10 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF BRANCH MANAGEMENT
Remarks
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
10 Jan 2019
Is an Executive Officer? (Yes / No)
Yes
Capacity
SENIOR VICE PRESIDENT, HEAD OF BRANCH MANAGEMENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
FUBON BANK (HONG KONG) LIMITED
SFC CE number
AAA582
Business Address
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 02 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 02 Jun 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Jan 2019 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Jan 2019 - 01 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Jan 2018 - 18 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Jan 2018 - 18 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2012 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2012 - 28 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2010 - 24 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Oct 2010 - 24 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jul 2008 - 19 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Jul 2008 - 19 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2006 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
03 Apr 2006 - 01 Jul 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, MAN KIN
:
Chinese Name of Relevant Individual
譚文健
:
HKMA Registration Number
AC8955
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2019
Yes
SENIOR VICE PRESIDENT, HEAD OF BRANCH MANAGEMENT
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2019
Yes
SENIOR VICE PRESIDENT, HEAD OF BRANCH MANAGEMENT
Name of Registered Institution
SFC CE number
Business Address
FUBON BANK (HONG KONG) LIMITED
AAA582
FUBON BANK BUILDING, 38 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8955
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 02 Jun 2022
Yes
AC8955
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 02 Jun 2022
Yes
AC8955
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Jan 2019 - 01 Jun 2022
No
AC8955
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Jan 2019 - 01 Jun 2022
No
AC8955
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 1: dealing in securities
22 Jan 2018 - 18 Nov 2018
No
AC8955
BANK OF COMMUNICATIONS (HONG KONG) LIMITED
Type 4: advising on securities
22 Jan 2018 - 18 Nov 2018
No
AC8955
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
14 Feb 2012 - 28 Jan 2018
No
AC8955
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
14 Feb 2012 - 28 Jan 2018
No
AC8955
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
07 Oct 2010 - 24 Jul 2011
No
AC8955
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
07 Oct 2010 - 24 Jul 2011
No
AC8955
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
16 Jul 2008 - 19 Sep 2010
No
AC8955
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
16 Jul 2008 - 19 Sep 2010
No
AC8955
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
03 Apr 2006 - 01 Jul 2008
No
AC8955
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
03 Apr 2006 - 01 Jul 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.