Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, SZE MAN
Chinese Name of Relevant Individual
羅詩敏
HKMA Registration Number
AC8957
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Jun 2017 - 03 Jan 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Jun 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
13 Jun 2015 - 11 Dec 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2013 - 12 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2011 - 12 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Oct 2010 - 23 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Oct 2010 - 23 Jan 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jul 2010 - 29 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2010 - 29 Sep 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Apr 2006 - 22 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, SZE MAN
:
Chinese Name of Relevant Individual
羅詩敏
:
HKMA Registration Number
AC8957
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC8957
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
09 Jun 2017 - 03 Jan 2018
No
AC8957
CREDIT SUISSE AG
Type 1: dealing in securities
13 Jun 2015 - 11 Dec 2015
No
AC8957
CREDIT SUISSE AG
Type 4: advising on securities
13 Jun 2015 - 11 Dec 2015
No
AC8957
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
30 Jul 2013 - 12 May 2015
No
AC8957
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
23 Feb 2011 - 12 May 2015
No
AC8957
BARCLAYS BANK PLC
Type 1: dealing in securities
08 Oct 2010 - 23 Jan 2011
No
AC8957
BARCLAYS BANK PLC
Type 4: advising on securities
08 Oct 2010 - 23 Jan 2011
No
AC8957
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
01 Jul 2010 - 29 Sep 2010
No
AC8957
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
20 Mar 2010 - 29 Sep 2010
No
AC8957
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
03 Apr 2006 - 22 Mar 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.