Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
PONTAK, BEAUX RICHARD JOSEPH
Chinese Name of Relevant Individual
HKMA Registration Number
AC8960
Other HKMA Registration Number(s)
AD3274
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 13 Mar 2020
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Nov 2017 - 12 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2017 - 28 Oct 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2017 - 18 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
11 May 2017 - 14 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2017 - 05 Jan 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Nov 2016 - 06 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Oct 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Mar 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2007 - 04 Nov 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2006 - 01 Nov 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
PONTAK, BEAUX RICHARD JOSEPH
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8960
:
Other HKMA Registration Number(s)
AD3274
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 13 Mar 2020
Yes
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Nov 2017 - 12 Mar 2020
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
20 Oct 2017 - 28 Oct 2017
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
08 Sep 2017 - 18 Sep 2017
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
11 May 2017 - 14 May 2017
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
23 Mar 2017
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
03 Jan 2017 - 05 Jan 2017
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Nov 2016 - 06 Nov 2016
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Oct 2016
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
01 Mar 2016
No
AD3274
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
17 Apr 2007 - 04 Nov 2015
No
AC8960
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Apr 2006 - 01 Nov 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
