Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
CHAN, YU HIM RONALD
Chinese Name of Relevant Individual

HKMA Registration Number
AC8991
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
01 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
First date of engagement
01 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
First date of engagement
01 Aug 2014
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Registered Institution
LGT BANK AG
Regulated Activity
Type 9: asset management
First date of engagement
06 Feb 2015
Is an Executive Officer? (Yes / No)
No
Capacity
STAFF OF PORTFOLIO MANAGEMENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CHAN, YU HIM RONALD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC8991
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
LGT BANK AG
Type 1: dealing in securities
01 Aug 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 2: dealing in futures contracts
01 Aug 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 4: advising on securities
01 Aug 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 5: advising on futures contracts
01 Aug 2014
No
STAFF OF PORTFOLIO MANAGEMENT
LGT BANK AG
Type 9: asset management
06 Feb 2015
No
STAFF OF PORTFOLIO MANAGEMENT