Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KWO, YEUK SZE ANITA
Chinese Name of Relevant Individual
顧約詩
HKMA Registration Number
AC9000
Other HKMA Registration Number(s)
AD8317
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2020 - 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 Feb 2020 - 23 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 07 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Feb 2020 - 07 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Oct 2010 - 13 Jun 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Apr 2008 - 05 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
16 Apr 2008 - 05 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2008 - 05 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2008 - 05 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2008 - 15 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2008 - 15 Apr 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 03 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 03 Jul 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
10 Apr 2006 - 03 Jul 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KWO, YEUK SZE ANITA
:
Chinese Name of Relevant Individual
顧約詩
:
HKMA Registration Number
AC9000
:
Other HKMA Registration Number(s)
AD8317
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9000
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 Feb 2020 - 23 Apr 2026
No
AC9000
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
03 Feb 2020 - 23 Apr 2026
No
AC9000
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 07 Nov 2024
No
AC9000
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
03 Feb 2020 - 07 Nov 2024
No
AC9000
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Oct 2010 - 13 Jun 2013
No
AC9000
CITIBANK, N.A.
Type 1: dealing in securities
16 Apr 2008 - 05 Oct 2010
No
AC9000
CITIBANK, N.A.
Type 4: advising on securities
16 Apr 2008 - 05 Oct 2010
No
AC9000
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 Apr 2008 - 05 Oct 2010
No
AC9000
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
04 Apr 2008 - 05 Oct 2010
No
AD8317
CITIBANK, N.A.
Type 1: dealing in securities
04 Apr 2008 - 15 Apr 2008
No
AD8317
CITIBANK, N.A.
Type 4: advising on securities
04 Apr 2008 - 15 Apr 2008
No
AC9000
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
10 Apr 2006 - 03 Jul 2006
No
AC9000
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
10 Apr 2006 - 03 Jul 2006
No
AC9000
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
10 Apr 2006 - 03 Jul 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.