Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHUNG, KWOK WAI KELVIN
Chinese Name of Relevant Individual
鍾國威
HKMA Registration Number
AC9005
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2013 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2013 - 20 Aug 2015
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jun 2013 - 12 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2013 - 12 Sep 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2011 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2011 - 01 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 10 Dec 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 10 Dec 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHUNG, KWOK WAI KELVIN
:
Chinese Name of Relevant Individual
鍾國威
:
HKMA Registration Number
AC9005
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9005
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Sep 2013 - 20 Aug 2015
Yes
AC9005
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Sep 2013 - 20 Aug 2015
Yes
AC9005
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Jun 2013 - 12 Sep 2013
No
AC9005
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Jun 2013 - 12 Sep 2013
No
AC9005
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
13 Aug 2011 - 01 May 2013
No
AC9005
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
13 Aug 2011 - 01 May 2013
No
AC9005
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2006 - 10 Dec 2008
No
AC9005
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2006 - 10 Dec 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.