Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, YIK SHU EDWARD
Chinese Name of Relevant Individual
張亦舒
HKMA Registration Number
AC9006
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
07 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
07 Sep 2021
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Sep 2018 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
18 Sep 2018 - 06 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2010 - 13 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2010 - 13 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 9: asset management
Effective Period
17 Mar 2010 - 13 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2007 - 26 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2007 - 26 Feb 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 16 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 16 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, YIK SHU EDWARD
:
Chinese Name of Relevant Individual
張亦舒
:
HKMA Registration Number
AC9006
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
07 Sep 2021
No
INVESTMENT MANAGER
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
07 Sep 2021
No
INVESTMENT MANAGER
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9006
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 07 Sep 2021
No
AC9006
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 07 Sep 2021
No
AC9006
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
18 Sep 2018 - 06 Sep 2021
No
AC9006
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
18 Sep 2018 - 06 Sep 2021
No
AC9006
UBS AG
Type 1: dealing in securities
17 Mar 2010 - 13 May 2013
No
AC9006
UBS AG
Type 4: advising on securities
17 Mar 2010 - 13 May 2013
No
AC9006
UBS AG
Type 9: asset management
17 Mar 2010 - 13 May 2013
No
AC9006
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
30 Jun 2007 - 26 Feb 2010
No
AC9006
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
30 Jun 2007 - 26 Feb 2010
No
AC9006
DAH SING BANK, LIMITED
Type 1: dealing in securities
10 Apr 2006 - 16 Jun 2007
No
AC9006
DAH SING BANK, LIMITED
Type 4: advising on securities
10 Apr 2006 - 16 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.