Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, KA WAI EVELYN
Chinese Name of Relevant Individual
王嘉慧
HKMA Registration Number
AC9007
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Aug 2015 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Aug 2015 - 29 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Aug 2013 - 01 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
13 Aug 2013 - 01 Jun 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2012 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2012 - 26 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Dec 2011 - 03 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Dec 2011 - 03 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
24 Aug 2011 - 13 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2011 - 13 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2011 - 13 Oct 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jun 2008 - 14 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 14 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 14 Jul 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 14 Jul 2011
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, KA WAI EVELYN
:
Chinese Name of Relevant Individual
王嘉慧
:
HKMA Registration Number
AC9007
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9007
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
27 Aug 2015 - 29 Jul 2022
No
AC9007
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
27 Aug 2015 - 29 Jul 2022
No
AC9007
BARCLAYS BANK PLC
Type 1: dealing in securities
13 Aug 2013 - 01 Jun 2015
No
AC9007
BARCLAYS BANK PLC
Type 4: advising on securities
13 Aug 2013 - 01 Jun 2015
No
AC9007
CREDIT SUISSE AG
Type 1: dealing in securities
01 Aug 2012 - 26 Jul 2013
No
AC9007
CREDIT SUISSE AG
Type 4: advising on securities
01 Aug 2012 - 26 Jul 2013
No
AC9007
DAH SING BANK, LIMITED
Type 1: dealing in securities
21 Dec 2011 - 03 May 2012
No
AC9007
DAH SING BANK, LIMITED
Type 4: advising on securities
21 Dec 2011 - 03 May 2012
No
AC9007
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
24 Aug 2011 - 13 Oct 2011
No
AC9007
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
25 Jul 2011 - 13 Oct 2011
No
AC9007
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
25 Jul 2011 - 13 Oct 2011
No
AC9007
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
06 Jun 2008 - 14 Jul 2011
No
AC9007
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 14 Jul 2011
No
AC9007
CITIBANK, N.A.
Type 1: dealing in securities
10 Apr 2006 - 14 Jul 2011
No
AC9007
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Apr 2006 - 14 Jul 2011
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.