Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SUI YIN
Chinese Name of Relevant Individual
利瑞元
HKMA Registration Number
AC9014
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2015 - 23 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2015 - 23 Aug 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2007 - 01 Mar 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jul 2007 - 20 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Jul 2007 - 20 Aug 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 06 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 06 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SUI YIN
:
Chinese Name of Relevant Individual
利瑞元
:
HKMA Registration Number
AC9014
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9014
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jan 2015 - 23 Aug 2015
No
AC9014
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jan 2015 - 23 Aug 2015
No
AC9014
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Oct 2007 - 01 Mar 2014
No
AC9014
DAH SING BANK, LIMITED
Type 1: dealing in securities
11 Jul 2007 - 20 Aug 2007
No
AC9014
DAH SING BANK, LIMITED
Type 4: advising on securities
11 Jul 2007 - 20 Aug 2007
No
AC9014
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
10 Apr 2006 - 06 Mar 2007
No
AC9014
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
10 Apr 2006 - 06 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.