Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAU, SIU CHUNG
Chinese Name of Relevant Individual
侯兆聰
HKMA Registration Number
AC9023
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2011 - 30 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2011 - 30 Apr 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 17 Aug 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Apr 2006 - 17 Aug 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAU, SIU CHUNG
:
Chinese Name of Relevant Individual
侯兆聰
:
HKMA Registration Number
AC9023
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9023
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2011 - 30 Apr 2012
No
AC9023
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2011 - 30 Apr 2012
No
AC9023
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
10 Apr 2006 - 17 Aug 2010
No
AC9023
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
10 Apr 2006 - 17 Aug 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.