Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAU, MING KEI
Chinese Name of Relevant Individual
劉明基
HKMA Registration Number
AC9033
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2017 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 2: dealing in futures contracts
Effective Period
01 May 2017 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
01 May 2017 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
LGT BANK AG
Regulated Activity
Type 5: advising on futures contracts
Effective Period
01 May 2017 - 02 Nov 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
14 Oct 2014 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Mar 2010 - 30 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 9: asset management
Effective Period
24 Mar 2010 - 18 May 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Apr 2006 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 9: asset management
Effective Period
10 Apr 2006 - 31 Mar 2010
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAU, MING KEI
:
Chinese Name of Relevant Individual
劉明基
:
HKMA Registration Number
AC9033
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9033
LGT BANK AG
Type 1: dealing in securities
01 May 2017 - 02 Nov 2022
No
AC9033
LGT BANK AG
Type 2: dealing in futures contracts
01 May 2017 - 02 Nov 2022
No
AC9033
LGT BANK AG
Type 4: advising on securities
01 May 2017 - 02 Nov 2022
No
AC9033
LGT BANK AG
Type 5: advising on futures contracts
01 May 2017 - 02 Nov 2022
No
AC9033
ABN AMRO BANK N.V.
Type 4: advising on securities
14 Oct 2014 - 30 Apr 2017
No
AC9033
ABN AMRO BANK N.V.
Type 1: dealing in securities
24 Mar 2010 - 30 Apr 2017
No
AC9033
ABN AMRO BANK N.V.
Type 9: asset management
24 Mar 2010 - 18 May 2014
No
AC9033
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
10 Apr 2006 - 31 Mar 2010
No
AC9033
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 9: asset management
10 Apr 2006 - 31 Mar 2010
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.