Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TAM, AGNES NGA SZE
Chinese Name of Relevant Individual
HKMA Registration Number
AC9034
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Sep 2007 - 01 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Sep 2007 - 01 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Apr 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Apr 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
11 Apr 2006 - 15 Jul 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TAM, AGNES NGA SZE
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AC9034
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9034
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 1: dealing in securities
05 Sep 2007 - 01 Jan 2008
No
AC9034
OVERSEA-CHINESE BANKING CORPORATION LTD.
Type 4: advising on securities
05 Sep 2007 - 01 Jan 2008
No
AC9034
HANG SENG BANK, LIMITED
Type 1: dealing in securities
11 Apr 2006 - 15 Jul 2007
No
AC9034
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Apr 2006 - 15 Jul 2007
No
AC9034
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
11 Apr 2006 - 15 Jul 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.