Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHONG, SHEUNG LAM
Chinese Name of Relevant Individual
莊尚霖
HKMA Registration Number
AC9040
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jul 2015 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jul 2015 - 04 Feb 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2014 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2014 - 26 May 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jun 2012 - 22 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Jun 2011 - 22 Apr 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Mar 2011 - 16 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
29 Mar 2011 - 16 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Dec 2009 - 20 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Aug 2008 - 06 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Aug 2008 - 06 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PUBLIC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2007 - 30 Jun 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2006 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2006 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Apr 2006 - 05 Jun 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHONG, SHEUNG LAM
:
Chinese Name of Relevant Individual
莊尚霖
:
HKMA Registration Number
AC9040
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9040
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
08 Jul 2015 - 04 Feb 2016
No
AC9040
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
08 Jul 2015 - 04 Feb 2016
No
AC9040
WING LUNG BANK LIMITED
Type 1: dealing in securities
25 Mar 2014 - 26 May 2015
No
AC9040
WING LUNG BANK LIMITED
Type 4: advising on securities
25 Mar 2014 - 26 May 2015
No
AC9040
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
29 Jun 2012 - 22 Apr 2013
No
AC9040
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
16 Jun 2011 - 22 Apr 2013
No
AC9040
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
29 Mar 2011 - 16 May 2011
No
AC9040
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
29 Mar 2011 - 16 May 2011
No
AC9040
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 Dec 2009 - 20 Feb 2011
No
AC9040
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
28 Aug 2008 - 06 Nov 2008
No
AC9040
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
28 Aug 2008 - 06 Nov 2008
No
AC9040
PUBLIC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2007 - 30 Jun 2008
No
AC9040
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Jun 2006 - 05 Jun 2007
No
AC9040
HANG SENG BANK, LIMITED
Type 1: dealing in securities
12 Apr 2006 - 05 Jun 2007
No
AC9040
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Apr 2006 - 05 Jun 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.