Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, CHING YAN
Chinese Name of Relevant Individual
朱靜欣
HKMA Registration Number
AC9046
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WING HANG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2010 - 24 Nov 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2007 - 20 Dec 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 Nov 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 Nov 2006 - 05 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Apr 2006 - 10 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Apr 2006 - 10 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, CHING YAN
:
Chinese Name of Relevant Individual
朱靜欣
:
HKMA Registration Number
AC9046
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9046
WING HANG BANK, LIMITED
Type 1: dealing in securities
06 Mar 2010 - 24 Nov 2010
No
AC9046
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
29 Nov 2007 - 20 Dec 2009
No
AC9046
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
29 Nov 2006 - 05 Sep 2007
No
AC9046
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
29 Nov 2006 - 05 Sep 2007
No
AC9046
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
12 Apr 2006 - 10 Sep 2006
No
AC9046
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
12 Apr 2006 - 10 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.