Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, LOK TO
Chinese Name of Relevant Individual
陳樂淘
HKMA Registration Number
AC9062
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2012 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2012 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Nov 2012 - 10 Dec 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2012 - 05 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2012 - 05 Oct 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2011 - 29 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2011 - 29 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
05 Mar 2011 - 29 Feb 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Nov 2010 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Nov 2010 - 09 Dec 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Oct 2009 - 03 Oct 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2009 - 26 Oct 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIC KA WAH BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 May 2008 - 31 Aug 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2006 - 12 Apr 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, LOK TO
:
Chinese Name of Relevant Individual
陳樂淘
:
HKMA Registration Number
AC9062
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9062
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Nov 2012 - 10 Dec 2013
No
AC9062
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Nov 2012 - 10 Dec 2013
No
AC9062
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Nov 2012 - 10 Dec 2013
No
AC9062
DAH SING BANK, LIMITED
Type 1: dealing in securities
29 May 2012 - 05 Oct 2012
No
AC9062
DAH SING BANK, LIMITED
Type 4: advising on securities
29 May 2012 - 05 Oct 2012
No
AC9062
HANG SENG BANK, LIMITED
Type 1: dealing in securities
05 Mar 2011 - 29 Feb 2012
No
AC9062
HANG SENG BANK, LIMITED
Type 4: advising on securities
05 Mar 2011 - 29 Feb 2012
No
AC9062
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
05 Mar 2011 - 29 Feb 2012
No
AC9062
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
27 Nov 2010 - 09 Dec 2010
No
AC9062
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
27 Nov 2010 - 09 Dec 2010
No
AC9062
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Oct 2009 - 03 Oct 2010
No
AC9062
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Oct 2009 - 26 Oct 2009
No
AC9062
CITIC KA WAH BANK LIMITED
Type 1: dealing in securities
01 May 2008 - 31 Aug 2009
No
AC9062
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Apr 2006 - 12 Apr 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.