Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAW, JACQUELINE
Chinese Name of Relevant Individual
羅芷琪
HKMA Registration Number
AC9066
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2025
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 22 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2024 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2024 - 30 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2019 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2019 - 26 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jul 2007 - 23 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jul 2007 - 23 Apr 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Jul 2007 - 16 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
12 Jul 2007 - 16 Dec 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Apr 2006 - 01 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
13 Apr 2006 - 01 Jun 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAW, JACQUELINE
:
Chinese Name of Relevant Individual
羅芷琪
:
HKMA Registration Number
AC9066
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
22 Mar 2025
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
CHONG HING BANK LIMITED
Type 4: advising on securities
22 Mar 2025
No
ASSISTANT VICE PRESIDENT, BRANCH MANAGER
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9066
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 22 Mar 2025
No
AC9066
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 22 Mar 2025
No
AC9066
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Mar 2024 - 30 Nov 2024
No
AC9066
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Mar 2024 - 30 Nov 2024
No
AC9066
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
21 Jun 2019 - 26 Jan 2024
No
AC9066
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
21 Jun 2019 - 26 Jan 2024
No
AC9066
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
12 Jul 2007 - 23 Apr 2019
No
AC9066
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
12 Jul 2007 - 23 Apr 2019
No
AC9066
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
12 Jul 2007 - 16 Dec 2014
No
AC9066
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
12 Jul 2007 - 16 Dec 2014
No
AC9066
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
13 Apr 2006 - 01 Jun 2006
No
AC9066
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
13 Apr 2006 - 01 Jun 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.