Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHU, SHAN SHAN MARJORIE
Chinese Name of Relevant Individual
朱珊珊
HKMA Registration Number
AC9094
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Aug 2014 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Aug 2014 - 30 Aug 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jan 2012 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2011 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2011 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
03 May 2011 - 04 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2008 - 04 May 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Sep 2007 - 27 Feb 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Apr 2006 - 27 Feb 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHU, SHAN SHAN MARJORIE
:
Chinese Name of Relevant Individual
朱珊珊
:
HKMA Registration Number
AC9094
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9094
CREDIT SUISSE AG
Type 1: dealing in securities
08 Aug 2014 - 30 Aug 2017
No
AC9094
CREDIT SUISSE AG
Type 4: advising on securities
08 Aug 2014 - 30 Aug 2017
No
AC9094
J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED
Type 1: dealing in securities
03 Jan 2012 - 04 Jun 2014
No
AC9094
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
03 May 2011 - 04 Jun 2014
No
AC9094
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
03 May 2011 - 04 Jun 2014
No
AC9094
JPMORGAN CHASE BANK, NATIONAL ASSOCIATION
Type 9: asset management
03 May 2011 - 04 Jun 2014
No
AC9094
UBS AG
Type 1: dealing in securities
18 Apr 2008 - 04 May 2011
No
AC9094
ABN AMRO BANK N.V.
Type 4: advising on securities
20 Sep 2007 - 27 Feb 2008
No
AC9094
ABN AMRO BANK N.V.
Type 1: dealing in securities
18 Apr 2006 - 27 Feb 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.