Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, MAN KIT ERIC
Chinese Name of Relevant Individual
林文傑
HKMA Registration Number
AC9098
Other HKMA Registration Number(s)
AE7995
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jun 2021 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jun 2021 - 27 May 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2019 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Apr 2019 - 04 Jun 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2016 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2016 - 29 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2010 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS WEALTH MANAGEMENT
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2010 - 30 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Sep 2010 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BNP PARIBAS
Regulated Activity
Type 4: advising on securities
Effective Period
10 Sep 2010 - 06 May 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2007 - 22 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2007 - 22 Jul 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2006 - 30 Mar 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2006 - 30 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, MAN KIT ERIC
:
Chinese Name of Relevant Individual
林文傑
:
HKMA Registration Number
AC9098
:
Other HKMA Registration Number(s)
AE7995
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AE7995
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Jun 2021 - 27 May 2022
No
AE7995
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Jun 2021 - 27 May 2022
No
AE7995
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
30 Apr 2019 - 04 Jun 2021
No
AE7995
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
30 Apr 2019 - 04 Jun 2021
No
AE7995
BNP PARIBAS
Type 1: dealing in securities
30 Sep 2016 - 29 Mar 2019
No
AE7995
BNP PARIBAS
Type 4: advising on securities
30 Sep 2016 - 29 Mar 2019
No
AE7995
BNP PARIBAS WEALTH MANAGEMENT
Type 1: dealing in securities
10 Sep 2010 - 30 Sep 2016
No
AE7995
BNP PARIBAS WEALTH MANAGEMENT
Type 4: advising on securities
10 Sep 2010 - 30 Sep 2016
No
AE7995
BNP PARIBAS
Type 1: dealing in securities
10 Sep 2010 - 06 May 2012
No
AE7995
BNP PARIBAS
Type 4: advising on securities
10 Sep 2010 - 06 May 2012
No
AC9098
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 1: dealing in securities
30 Aug 2007 - 22 Jul 2008
No
AC9098
DZ BANK AG DEUTSCHE ZENTRAL-GENOSSENSCHAFTSBANK, FRANKFURT AM MAIN
Type 4: advising on securities
30 Aug 2007 - 22 Jul 2008
No
AC9098
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
19 Apr 2006 - 30 Mar 2007
No
AC9098
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
19 Apr 2006 - 30 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.