Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, YUEN KIU HOLLY
Chinese Name of Relevant Individual
何宛翹
HKMA Registration Number
AC9115
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2006 - 27 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2006 - 27 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
WELLS FARGO BANK, NATIONAL ASSOCIATION
Regulated Activity
Type 9: asset management
Effective Period
20 Apr 2006 - 27 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, YUEN KIU HOLLY
:
Chinese Name of Relevant Individual
何宛翹
:
HKMA Registration Number
AC9115
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9115
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 1: dealing in securities
20 Apr 2006 - 27 Nov 2008
No
AC9115
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 4: advising on securities
20 Apr 2006 - 27 Nov 2008
No
AC9115
WELLS FARGO BANK, NATIONAL ASSOCIATION
Type 9: asset management
20 Apr 2006 - 27 Nov 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.