Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAO, CHIH I
Chinese Name of Relevant Individual
趙芝逸
HKMA Registration Number
AC9121
Other HKMA Registration Number(s)
AG8335
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK J. SAFRA SARASIN AG
Regulated Activity
Type 4: advising on securities
Effective Period
Since 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2017 - 20 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jul 2015 - 20 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Apr 2006 - 05 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Apr 2006 - 05 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 9: asset management
Effective Period
20 Apr 2006 - 05 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAO, CHIH I
:
Chinese Name of Relevant Individual
趙芝逸
:
HKMA Registration Number
AC9121
:
Other HKMA Registration Number(s)
AG8335
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AG8335
BANK J. SAFRA SARASIN AG
Type 1: dealing in securities
Since 17 Jan 2020
No
AG8335
BANK J. SAFRA SARASIN AG
Type 4: advising on securities
Since 17 Jan 2020
No
AG8335
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Jun 2017 - 20 Nov 2019
No
AG8335
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
28 Jul 2015 - 20 Nov 2019
No
AC9121
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Apr 2006 - 05 Jul 2015
No
AC9121
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Apr 2006 - 05 Jul 2015
No
AC9121
DBS BANK (HONG KONG) LIMITED
Type 9: asset management
20 Apr 2006 - 05 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.