Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, JANE TAK-JUN
Chinese Name of Relevant Individual
藍德真
HKMA Registration Number
AC9125
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Apr 2010 - 09 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Apr 2010 - 09 Jul 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Oct 2007 - 05 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2006 - 05 Aug 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2007 - 17 Oct 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 7: providing automated trading services
Effective Period
21 Apr 2006 - 06 Mar 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, JANE TAK-JUN
:
Chinese Name of Relevant Individual
藍德真
:
HKMA Registration Number
AC9125
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9125
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Apr 2010 - 09 Jul 2013
No
AC9125
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Apr 2010 - 09 Jul 2013
No
AC9125
UBS AG
Type 7: providing automated trading services
19 Oct 2007 - 05 Aug 2008
No
AC9125
UBS AG
Type 1: dealing in securities
21 Apr 2006 - 05 Aug 2008
No
AC9125
UBS AG
Type 4: advising on securities
05 Mar 2007 - 17 Oct 2007
No
AC9125
UBS AG
Type 7: providing automated trading services
21 Apr 2006 - 06 Mar 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
