Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEUNG, PUI SZE
Chinese Name of Relevant Individual
梁佩詩
HKMA Registration Number
AC9126
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, CORPORATE FINANCE
Remarks
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, CORPORATE FINANCE
Remarks
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
First date of engagement
20 Mar 2026
Is an Executive Officer? (Yes / No)
Yes
Capacity
MANAGING DIRECTOR, CORPORATE FINANCE
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
KDB ASIA LIMITED
SFC CE number
ABC828
Business Address
SUITES 6402-6407, 64/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Conditions
Registered Institution
Effective Date
Description
1
Registered Institution
KDB ASIA LIMITED
Effective Date
07 May 2026
Description
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
2
Registered Institution
KDB ASIA LIMITED
Effective Date
07 May 2026
Description
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 07 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 07 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
Since 07 May 2026
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2026 - 06 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2026 - 06 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Mar 2026 - 06 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2024 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2024 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
20 Dec 2024 - 14 Jan 2025
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 May 2024 - 19 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 May 2024 - 19 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
KDB ASIA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
08 May 2024 - 19 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2009 - 26 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Sep 2009 - 26 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Apr 2006 - 26 Jul 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEUNG, PUI SZE
:
Chinese Name of Relevant Individual
梁佩詩
:
HKMA Registration Number
AC9126
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
KDB ASIA LIMITED
Type 1: dealing in securities
20 Mar 2026
Yes
MANAGING DIRECTOR, CORPORATE FINANCE
KDB ASIA LIMITED
Type 4: advising on securities
20 Mar 2026
Yes
MANAGING DIRECTOR, CORPORATE FINANCE
KDB ASIA LIMITED
Type 6: advising on corporate finance
20 Mar 2026
Yes
MANAGING DIRECTOR, CORPORATE FINANCE
Name of Registered Institution
SFC CE number
Business Address
KDB ASIA LIMITED
ABC828
SUITES 6402-6407, 64/F, TWO INTERNATIONAL FINANCE CENTRE, 8 FINANCE STREET, CENTRAL, HONG KONG.
Registered Institution
Effective Date
Description
KDB ASIA LIMITED
1
07 May 2026
For Type 6 regulated activity, the Executive Officer shall not advise on matters/transactions falling within the ambit of the Codes on Takeovers and Mergers and Share Buy-backs issued by the Securities and Futures Commission.
KDB ASIA LIMITED
2
07 May 2026
For Type 1 regulated activity, the Executive Officer shall not engage in dealing activities other than those relating to corporate finance.
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9126
KDB ASIA LIMITED
Type 1: dealing in securities
Since 07 May 2026
Yes
AC9126
KDB ASIA LIMITED
Type 4: advising on securities
Since 07 May 2026
Yes
AC9126
KDB ASIA LIMITED
Type 6: advising on corporate finance
Since 07 May 2026
Yes
AC9126
KDB ASIA LIMITED
Type 1: dealing in securities
20 Mar 2026 - 06 May 2026
No
AC9126
KDB ASIA LIMITED
Type 4: advising on securities
20 Mar 2026 - 06 May 2026
No
AC9126
KDB ASIA LIMITED
Type 6: advising on corporate finance
20 Mar 2026 - 06 May 2026
No
AC9126
KDB ASIA LIMITED
Type 1: dealing in securities
20 Dec 2024 - 14 Jan 2025
Yes
AC9126
KDB ASIA LIMITED
Type 4: advising on securities
20 Dec 2024 - 14 Jan 2025
Yes
AC9126
KDB ASIA LIMITED
Type 6: advising on corporate finance
20 Dec 2024 - 14 Jan 2025
Yes
AC9126
KDB ASIA LIMITED
Type 1: dealing in securities
08 May 2024 - 19 Dec 2024
No
AC9126
KDB ASIA LIMITED
Type 4: advising on securities
08 May 2024 - 19 Dec 2024
No
AC9126
KDB ASIA LIMITED
Type 6: advising on corporate finance
08 May 2024 - 19 Dec 2024
No
AC9126
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Sep 2009 - 26 Jul 2023
No
AC9126
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Sep 2009 - 26 Jul 2023
No
AC9126
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
21 Apr 2006 - 26 Jul 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.