Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, MAN YEE JOEY
Chinese Name of Relevant Individual
魏敏儀
HKMA Registration Number
AC9143
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Nov 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SPECIALIST, TREASURES
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Nov 2016
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SPECIALIST, TREASURES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DBS BANK (HONG KONG) LIMITED
SFC CE number
AAL664
Business Address
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Apr 2011 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Apr 2011 - 14 Nov 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2008 - 28 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2008 - 28 Feb 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2007 - 15 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2007 - 15 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 May 2007 - 29 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 May 2007 - 29 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Apr 2006 - 02 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Apr 2006 - 02 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-12 of 12
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, MAN YEE JOEY
:
Chinese Name of Relevant Individual
魏敏儀
:
HKMA Registration Number
AC9143
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Nov 2016
No
TREASURY SPECIALIST, TREASURES
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Nov 2016
No
TREASURY SPECIALIST, TREASURES
Name of Registered Institution
SFC CE number
Business Address
DBS BANK (HONG KONG) LIMITED
AAL664
11TH FLOOR, THE CENTER, 99 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9143
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 21 Nov 2016
No
AC9143
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
Since 21 Nov 2016
No
AC9143
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Apr 2011 - 14 Nov 2016
No
AC9143
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Apr 2011 - 14 Nov 2016
No
AC9143
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
25 Mar 2008 - 28 Feb 2011
No
AC9143
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
25 Mar 2008 - 28 Feb 2011
No
AC9143
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
27 Oct 2007 - 15 Mar 2008
No
AC9143
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
27 Oct 2007 - 15 Mar 2008
No
AC9143
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
19 May 2007 - 29 Sep 2007
No
AC9143
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
19 May 2007 - 29 Sep 2007
No
AC9143
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
22 Apr 2006 - 02 May 2007
No
AC9143
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
22 Apr 2006 - 02 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.