Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, PING KUEN
Chinese Name of Relevant Individual
林秉權
HKMA Registration Number
AC9154
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jun 2019 - 18 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CTBC BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2013 - 12 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2012 - 07 May 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 26 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2006 - 26 Mar 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
25 Apr 2006 - 26 Mar 2012
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, PING KUEN
:
Chinese Name of Relevant Individual
林秉權
:
HKMA Registration Number
AC9154
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9154
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jun 2019 - 18 Feb 2024
No
AC9154
CTBC BANK CO., LTD.
Type 1: dealing in securities
17 Jul 2013 - 12 Apr 2018
No
AC9154
CTBC BANK CO., LTD.
Type 4: advising on securities
17 Jul 2013 - 12 Apr 2018
No
AC9154
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
04 May 2012 - 07 May 2013
No
AC9154
HANG SENG BANK, LIMITED
Type 1: dealing in securities
25 Apr 2006 - 26 Mar 2012
No
AC9154
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Apr 2006 - 26 Mar 2012
No
AC9154
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
25 Apr 2006 - 26 Mar 2012
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.