Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, YUEN TING IRIS
Chinese Name of Relevant Individual
黃苑婷
HKMA Registration Number
AC9158
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
First date of engagement
25 Aug 2011
Is an Executive Officer? (Yes / No)
No
Capacity
FX SPECIALIST
Remarks
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
First date of engagement
24 May 2017
Is an Executive Officer? (Yes / No)
No
Capacity
FX SPECIALIST
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
SFC CE number
AAK077
Business Address
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 May 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 25 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 9: asset management
Effective Period
30 Jul 2011 - 31 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2011 - 09 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF COMMUNICATIONS CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2011 - 09 Aug 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND N.V. (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Jul 2008 - 13 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Jan 2008 - 13 Jun 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2007 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2007 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 20 Sep 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, YUEN TING IRIS
:
Chinese Name of Relevant Individual
黃苑婷
:
HKMA Registration Number
AC9158
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
25 Aug 2011
No
FX SPECIALIST
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
24 May 2017
No
FX SPECIALIST
Name of Registered Institution
SFC CE number
Business Address
DEUTSCHE BANK AKTIENGESELLSCHAFT
AAK077
60/F, INTERNATIONAL COMMERCE CENTRE, 1 AUSTIN ROAD WEST, KOWLOON.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9158
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
Since 24 May 2017
No
AC9158
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
Since 25 Aug 2011
No
AC9158
BANK OF COMMUNICATIONS CO., LTD.
Type 9: asset management
30 Jul 2011 - 31 Aug 2011
No
AC9158
BANK OF COMMUNICATIONS CO., LTD.
Type 1: dealing in securities
30 Jul 2011 - 09 Aug 2011
No
AC9158
BANK OF COMMUNICATIONS CO., LTD.
Type 4: advising on securities
30 Jul 2011 - 09 Aug 2011
No
AC9158
ROYAL BANK OF SCOTLAND N.V. (THE)
Type 1: dealing in securities
05 Jul 2008 - 13 Jun 2011
No
AC9158
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
11 Jan 2008 - 13 Jun 2011
No
AC9158
CITIBANK, N.A.
Type 4: advising on securities
26 May 2007 - 20 Sep 2007
No
AC9158
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
26 May 2007 - 20 Sep 2007
No
AC9158
CITIBANK, N.A.
Type 1: dealing in securities
25 Apr 2006 - 20 Sep 2007
No
AC9158
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
25 Apr 2006 - 20 Sep 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.