Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, WAI TONG
Chinese Name of Relevant Individual
黃偉堂
HKMA Registration Number
AC9160
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Oct 2008 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Oct 2008 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Oct 2008 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 9: asset management
Effective Period
01 Oct 2008 - 09 Feb 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Apr 2008 - 15 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Apr 2008 - 15 Sep 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 05 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2006 - 05 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, WAI TONG
:
Chinese Name of Relevant Individual
黃偉堂
:
HKMA Registration Number
AC9160
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
01 Oct 2008 - 09 Feb 2014
No
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
01 Oct 2008 - 09 Feb 2014
No
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
01 Oct 2008 - 09 Feb 2014
No
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 9: asset management
01 Oct 2008 - 09 Feb 2014
No
AC9160
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Apr 2008 - 15 Sep 2008
No
AC9160
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Apr 2008 - 15 Sep 2008
No
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Apr 2006 - 05 Mar 2008
No
AC9160
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Apr 2006 - 05 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
