Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, KWAN YI
Chinese Name of Relevant Individual
趙君兒
HKMA Registration Number
AC9161
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jan 2010 - 04 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jan 2010 - 04 Jan 2012
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Mar 2008 - 30 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Mar 2008 - 30 Sep 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Apr 2006 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
25 Apr 2006 - 03 Mar 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, KWAN YI
:
Chinese Name of Relevant Individual
趙君兒
:
HKMA Registration Number
AC9161
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9161
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
30 Jan 2010 - 04 Jan 2012
No
AC9161
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
30 Jan 2010 - 04 Jan 2012
No
AC9161
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
13 Mar 2008 - 30 Sep 2009
No
AC9161
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
13 Mar 2008 - 30 Sep 2009
No
AC9161
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
25 Apr 2006 - 03 Mar 2008
No
AC9161
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
25 Apr 2006 - 03 Mar 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.