Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NGAI, MING TAK
Chinese Name of Relevant Individual
魏明德
HKMA Registration Number
AC9164
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
24 Jan 2008 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Jan 2008 - 29 Nov 2013
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
26 Apr 2006 - 23 Jan 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 Apr 2006 - 23 Jan 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NGAI, MING TAK
:
Chinese Name of Relevant Individual
魏明德
:
HKMA Registration Number
AC9164
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9164
UBS AG
Type 4: advising on securities
24 Jan 2008 - 29 Nov 2013
Yes
AC9164
UBS AG
Type 6: advising on corporate finance
24 Jan 2008 - 29 Nov 2013
Yes
AC9164
UBS AG
Type 4: advising on securities
26 Apr 2006 - 23 Jan 2008
No
AC9164
UBS AG
Type 6: advising on corporate finance
26 Apr 2006 - 23 Jan 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.