Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIU, MEI-YIN
Chinese Name of Relevant Individual
劉玫吟
HKMA Registration Number
AC9165
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Aug 2016 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
06 Aug 2016 - 24 Apr 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2014 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Apr 2006 - 29 Apr 2016
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIU, MEI-YIN
:
Chinese Name of Relevant Individual
劉玫吟
:
HKMA Registration Number
AC9165
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9165
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
06 Aug 2016 - 24 Apr 2018
No
AC9165
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
06 Aug 2016 - 24 Apr 2018
No
AC9165
UBS AG
Type 4: advising on securities
08 Jan 2014 - 29 Apr 2016
No
AC9165
UBS AG
Type 1: dealing in securities
26 Apr 2006 - 29 Apr 2016
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.