Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEUNG, IOK WA
Chinese Name of Relevant Individual
張育華
HKMA Registration Number
AC9176
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRODUCT MARKETING, PRIVATE BANKING
Remarks
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Mar 2023
Is an Executive Officer? (Yes / No)
Yes
Capacity
HEAD OF PRODUCT MARKETING, PRIVATE BANKING
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
SFC CE number
AAN851
Business Address
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 24 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 24 Apr 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Mar 2023 - 23 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Mar 2023 - 23 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Dec 2020 - 08 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 Dec 2020 - 08 Jan 2023
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Nov 2019 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Nov 2019 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Aug 2016 - 22 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
24 Aug 2016 - 22 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
24 Aug 2016 - 22 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2008 - 22 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2008 - 22 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
17 Mar 2008 - 22 Jul 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2006 - 27 Feb 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEUNG, IOK WA
:
Chinese Name of Relevant Individual
張育華
:
HKMA Registration Number
AC9176
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Mar 2023
Yes
HEAD OF PRODUCT MARKETING, PRIVATE BANKING
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
22 Mar 2023
Yes
HEAD OF PRODUCT MARKETING, PRIVATE BANKING
Name of Registered Institution
SFC CE number
Business Address
BANK OF CHINA INTERNATIONAL LIMITED
AAN851
2/F & 3/F, BANK OF CHINA BUILDING, 2A DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9176
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 24 Apr 2024
Yes
AC9176
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
Since 24 Apr 2024
Yes
AC9176
BANK OF CHINA INTERNATIONAL LIMITED
Type 1: dealing in securities
22 Mar 2023 - 23 Apr 2024
No
AC9176
BANK OF CHINA INTERNATIONAL LIMITED
Type 4: advising on securities
22 Mar 2023 - 23 Apr 2024
No
AC9176
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
15 Dec 2020 - 08 Jan 2023
Yes
AC9176
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
15 Dec 2020 - 08 Jan 2023
Yes
AC9176
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
23 Nov 2019 - 14 Dec 2020
No
AC9176
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
23 Nov 2019 - 14 Dec 2020
No
AC9176
HANG SENG BANK, LIMITED
Type 1: dealing in securities
24 Aug 2016 - 22 Oct 2019
No
AC9176
HANG SENG BANK, LIMITED
Type 4: advising on securities
24 Aug 2016 - 22 Oct 2019
No
AC9176
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
24 Aug 2016 - 22 Oct 2019
No
AC9176
HANG SENG BANK, LIMITED
Type 1: dealing in securities
17 Mar 2008 - 22 Jul 2014
No
AC9176
HANG SENG BANK, LIMITED
Type 4: advising on securities
17 Mar 2008 - 22 Jul 2014
No
AC9176
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
17 Mar 2008 - 22 Jul 2014
No
AC9176
ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (THE)
Type 1: dealing in securities
27 Apr 2006 - 27 Feb 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.