Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YAM, WAI LUN
Chinese Name of Relevant Individual
任偉倫
HKMA Registration Number
AC9186
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2015 - 09 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2015 - 09 Dec 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Feb 2011 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2010 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Dec 2010 - 04 Oct 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jul 2007 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
23 Jul 2007 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Oct 2006 - 27 Jun 2010
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Apr 2006 - 13 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Apr 2006 - 13 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YAM, WAI LUN
:
Chinese Name of Relevant Individual
任偉倫
:
HKMA Registration Number
AC9186
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9186
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
14 Nov 2015 - 09 Dec 2018
No
AC9186
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
14 Nov 2015 - 09 Dec 2018
No
AC9186
HANG SENG BANK, LIMITED
Type 4: advising on securities
11 Feb 2011 - 04 Oct 2015
No
AC9186
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Dec 2010 - 04 Oct 2015
No
AC9186
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Dec 2010 - 04 Oct 2015
No
AC9186
HANG SENG BANK, LIMITED
Type 4: advising on securities
23 Jul 2007 - 27 Jun 2010
No
AC9186
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
23 Jul 2007 - 27 Jun 2010
No
AC9186
HANG SENG BANK, LIMITED
Type 1: dealing in securities
23 Oct 2006 - 27 Jun 2010
No
AC9186
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
27 Apr 2006 - 13 Sep 2006
No
AC9186
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
27 Apr 2006 - 13 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.