Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
POON, PUI SHAN SYLVIA
Chinese Name of Relevant Individual
潘沛姍
HKMA Registration Number
AC9205
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2016 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2016 - 28 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2015 - 04 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2015 - 04 Sep 2016
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jan 2007 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2006 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
28 Apr 2006 - 16 Nov 2014
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
POON, PUI SHAN SYLVIA
:
Chinese Name of Relevant Individual
潘沛姍
:
HKMA Registration Number
AC9205
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9205
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Oct 2016 - 28 Sep 2025
No
AC9205
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Oct 2016 - 28 Sep 2025
No
AC9205
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2015 - 04 Sep 2016
No
AC9205
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2015 - 04 Sep 2016
No
AC9205
HANG SENG BANK, LIMITED
Type 4: advising on securities
25 Jan 2007 - 16 Nov 2014
No
AC9205
HANG SENG BANK, LIMITED
Type 1: dealing in securities
28 Apr 2006 - 16 Nov 2014
No
AC9205
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
28 Apr 2006 - 16 Nov 2014
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.