Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, JENNIFER YUEN KAI
Chinese Name of Relevant Individual
黃菀淇
HKMA Registration Number
AC9211
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
First date of engagement
16 Apr 2009
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME SALES
Remarks
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
First date of engagement
16 Apr 2009
Is an Executive Officer? (Yes / No)
No
Capacity
FIXED INCOME SALES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
SFC CE number
AAK796
Business Address
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 16 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 4: advising on securities
Effective Period
Since 16 Apr 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Feb 2022 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANC OF AMERICA SECURITIES ASIA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Nov 2017 - 18 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF AMERICA, NATIONAL ASSOCIATION
Regulated Activity
Type 6: advising on corporate finance
Effective Period
16 Apr 2009 - 24 Jul 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ABN AMRO BANK N.V.
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jul 2006 - 28 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2006 - 12 Jun 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2006 - 08 May 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FORTIS BANK
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2006 - 08 May 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, JENNIFER YUEN KAI
:
Chinese Name of Relevant Individual
黃菀淇
:
HKMA Registration Number
AC9211
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
16 Apr 2009
No
FIXED INCOME SALES
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
16 Apr 2009
No
FIXED INCOME SALES
Name of Registered Institution
SFC CE number
Business Address
BANK OF AMERICA, NATIONAL ASSOCIATION
AAK796
55/F, CHEUNG KONG CENTER, 2 QUEEN'S ROAD CENTRAL, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9211
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 1: dealing in securities
Since 16 Apr 2009
No
AC9211
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 4: advising on securities
Since 16 Apr 2009
No
AC9211
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 4: advising on securities
07 Feb 2022 - 18 Nov 2024
No
AC9211
BANC OF AMERICA SECURITIES ASIA LIMITED
Type 1: dealing in securities
11 Nov 2017 - 18 Nov 2024
No
AC9211
BANK OF AMERICA, NATIONAL ASSOCIATION
Type 6: advising on corporate finance
16 Apr 2009 - 24 Jul 2022
No
AC9211
ABN AMRO BANK N.V.
Type 1: dealing in securities
03 Jul 2006 - 28 Apr 2007
No
AC9211
FORTIS BANK
Type 1: dealing in securities
12 May 2006 - 12 Jun 2006
No
AC9211
FORTIS BANK
Type 4: advising on securities
12 May 2006 - 12 Jun 2006
No
AC9211
FORTIS BANK
Type 1: dealing in securities
28 Apr 2006 - 08 May 2006
No
AC9211
FORTIS BANK
Type 4: advising on securities
28 Apr 2006 - 08 May 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.