Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NIP, BRIAN DONALD
Chinese Name of Relevant Individual
聶國樑
HKMA Registration Number
AC9224
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
EFG BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2007 - 01 Oct 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 May 2006 - 10 Apr 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC PRIVATE BANK (SUISSE) SA
Regulated Activity
Type 4: advising on securities
Effective Period
02 May 2006 - 10 Apr 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NIP, BRIAN DONALD
:
Chinese Name of Relevant Individual
聶國樑
:
HKMA Registration Number
AC9224
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9224
EFG BANK
Type 1: dealing in securities
21 Jul 2007 - 01 Oct 2008
No
AC9224
HSBC PRIVATE BANK (SUISSE) SA
Type 1: dealing in securities
02 May 2006 - 10 Apr 2007
No
AC9224
HSBC PRIVATE BANK (SUISSE) SA
Type 4: advising on securities
02 May 2006 - 10 Apr 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.