Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KOON LING
Chinese Name of Relevant Individual
陳觀玲
HKMA Registration Number
AC9229
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Feb 2018 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Feb 2018 - 30 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 May 2017 - 12 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK JULIUS BAER & CO. LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
17 May 2017 - 12 Sep 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2016 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2016 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 May 2016 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 May 2016 - 21 Apr 2017
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jun 2011 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2006 - 31 Jul 2015
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KOON LING
:
Chinese Name of Relevant Individual
陳觀玲
:
HKMA Registration Number
AC9229
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9229
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
14 Feb 2018 - 30 Sep 2021
No
AC9229
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
14 Feb 2018 - 30 Sep 2021
No
AC9229
BANK JULIUS BAER & CO. LTD.
Type 1: dealing in securities
17 May 2017 - 12 Sep 2017
No
AC9229
BANK JULIUS BAER & CO. LTD.
Type 4: advising on securities
17 May 2017 - 12 Sep 2017
No
AC9229
CITIBANK, N.A.
Type 1: dealing in securities
21 May 2016 - 21 Apr 2017
No
AC9229
CITIBANK, N.A.
Type 4: advising on securities
21 May 2016 - 21 Apr 2017
No
AC9229
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
21 May 2016 - 21 Apr 2017
No
AC9229
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
21 May 2016 - 21 Apr 2017
No
AC9229
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
01 Jun 2011 - 31 Jul 2015
No
AC9229
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2006 - 31 Jul 2015
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.