Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TO, WING YU
Chinese Name of Relevant Individual
陶頴裕
HKMA Registration Number
AC9237
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2008 - 06 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
02 Sep 2008 - 06 Mar 2009
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2006 - 21 Sep 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2006 - 21 Sep 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TO, WING YU
:
Chinese Name of Relevant Individual
陶頴裕
:
HKMA Registration Number
AC9237
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9237
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
02 Sep 2008 - 06 Mar 2009
No
AC9237
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
02 Sep 2008 - 06 Mar 2009
No
AC9237
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
03 May 2006 - 21 Sep 2006
No
AC9237
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
03 May 2006 - 21 Sep 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.