Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LUM, CHI YEUNG
Chinese Name of Relevant Individual
林智洋
HKMA Registration Number
AC9254
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
05 Jun 2008 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 May 2006 - 20 Nov 2008
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LUM, CHI YEUNG
:
Chinese Name of Relevant Individual
林智洋
:
HKMA Registration Number
AC9254
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9254
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
07 Jun 2008 - 20 Nov 2008
No
AC9254
CITIBANK, N.A.
Type 4: advising on securities
05 Jun 2008 - 20 Nov 2008
No
AC9254
CITIBANK, N.A.
Type 1: dealing in securities
04 May 2006 - 20 Nov 2008
No
AC9254
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
04 May 2006 - 20 Nov 2008
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.