Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TSANG, YEE WAH
Chinese Name of Relevant Individual
曾綺樺
HKMA Registration Number
AC9262
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Jun 2014
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Apr 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF SINGAPORE LIMITED
SFC CE number
ALB135
Business Address
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 01 Apr 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF SINGAPORE LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NATIONAL AUSTRALIA BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Aug 2013 - 25 Jun 2014
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
15 May 2012 - 25 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
15 May 2012 - 25 Feb 2013
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jul 2009 - 07 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jul 2009 - 07 Nov 2011
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2006 - 09 Dec 2006
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2006 - 09 Dec 2006
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TSANG, YEE WAH
:
Chinese Name of Relevant Individual
曾綺樺
:
HKMA Registration Number
AC9262
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
28 Jun 2014
No
ASSISTANT VICE PRESIDENT
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
01 Apr 2021
No
ASSISTANT VICE PRESIDENT
Name of Registered Institution
SFC CE number
Business Address
BANK OF SINGAPORE LIMITED
ALB135
34/F & 35/F, ONE INTERNATIONAL FINANCE CENTRE, 1 HARBOUR VIEW STREET, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9262
BANK OF SINGAPORE LIMITED
Type 4: advising on securities
Since 01 Apr 2021
No
AC9262
BANK OF SINGAPORE LIMITED
Type 1: dealing in securities
Since 28 Jun 2014
No
AC9262
NATIONAL AUSTRALIA BANK, LIMITED
Type 1: dealing in securities
09 Aug 2013 - 25 Jun 2014
No
AC9262
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
15 May 2012 - 25 Feb 2013
No
AC9262
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
15 May 2012 - 25 Feb 2013
No
AC9262
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jul 2009 - 07 Nov 2011
No
AC9262
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
21 Jul 2009 - 07 Nov 2011
No
AC9262
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2006 - 09 Dec 2006
No
AC9262
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2006 - 09 Dec 2006
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
