Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, YIM
Chinese Name of Relevant Individual
林艷
HKMA Registration Number
AC9264
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jun 2007 - 09 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jun 2007 - 09 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Jun 2007 - 09 Jul 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 May 2006 - 02 May 2007
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 May 2006 - 02 May 2007
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, YIM
:
Chinese Name of Relevant Individual
林艷
:
HKMA Registration Number
AC9264
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AC9264
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
21 Jun 2007 - 09 Jul 2007
No
AC9264
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
21 Jun 2007 - 09 Jul 2007
No
AC9264
BANK OF EAST ASIA, LIMITED (THE)
Type 6: advising on corporate finance
21 Jun 2007 - 09 Jul 2007
No
AC9264
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
07 May 2006 - 02 May 2007
No
AC9264
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
07 May 2006 - 02 May 2007
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.